Publications

Showing 4791 to 4800 of 18806 search results.

4791. CP23/21: Consumer Credit – Product Sales Data Reporting [pdf]

      Consultation papers

      Published: 27/09/2023

      This Consultation Paper seeks views on our proposal to introduce 3 new Product Sales Data (PSD) returns into Chapter 16 of the Supervision manual (SUP 16).

4792. Financial Promotions for high-risk investments

      Multi-firm reviews

      Published: 27/09/2023

      Last modified: 20/05/2024

      We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any

4793. British Steel Pension Scheme: Ongoing reporting requirements user guide [pdf]

      Documents

      Published: 26/09/2023

      A user guide to assist firms in complying with reporting requirements.

4794. Final Notice 2023: Jason Morrison [pdf]

      Final notices

      Published: 25/09/2023

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

4795. CP23/20: Diversity and inclusion in the financial sector – working together to drive change [pdf]

      Consultation papers

      Published: 25/09/2023

      CP23/20: Diversity and inclusion in the financial sector – working together to drive change

4796. Final Notice 2023: Meadowbrook Motors Limited [pdf]

      Final notices

      Published: 25/09/2023

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

4797. Regulatory Return REP Diversity and Inclusion template [xlsx]

      Forms

      Published: 25/09/2023

      Regulatory Return REP Diversity and Inclusion template.

4798. CP23/20: Diversity and inclusion in the financial sector – working together to drive change

      Consultation papers

      Published: 24/09/2023

      Last modified: 17/10/2025

      Alongside the Prudential Regulation Authority (PRA), we are consulting on proposals to introduce a new regulatory framework on Diversity and Inclusion (D&I) in the financial sector.

4799. Information on asset management firms - September 2023

      FOI releases

      Published: 22/09/2023

      Last modified: 01/01/2025

      FCA provides information on asset management firms.

4800. Notice of Decision 2023: Lee Moore [pdf]

      Decision notices

      Published: 21/09/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.