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Final Notice 2023: Jason Morrison [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
CP23/20: Diversity and inclusion in the financial sector – working together to drive change [pdf]
CP23/20: Diversity and inclusion in the financial sector – working together to drive change -
Final Notice 2023: Meadowbrook Motors Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Regulatory Return REP Diversity and Inclusion template [xlsx]
Regulatory Return REP Diversity and Inclusion template. -
CP23/20: Diversity and inclusion in the financial sector – working together to drive change
Alongside the Prudential Regulation Authority (PRA), we are consulting on proposals to introduce a new regulatory framework on Diversity and Inclusion (D&I) in the financial sector. -
Information on asset management firms - September 2023
FCA provides information on asset management firms. -
Notice of Decision 2023: Lee Moore [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Donnells Jewellers Limited [pdf]
The FCA publishes a notice of decision referring to a failure to carry on regulated activities. We imposed a cancellation -
Notice of Decision 2023: A.M.A 24 Ltd [pdf]
The FCA publishes a notice of decision referring to a failure to carry on regulated activities. We imposed a cancellation -
Final warning for cryptoasset firms marketing to UK consumers and those supporting them to get ready for the financial promotion regime [pdf]
Final warning for cryptoasset firms marketing to UK consumers and those supporting them to get ready for the financial promotion regime