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Showing 4891 to 4900 of 18806 search results.

  1. Nikhil Rathi, diary engagements, April - June 2023 [pdf]

    FOI releases

    Published: 05/09/2023

    External meetings (excludes meetings with regulated firms).

  2. Sheree Howard, diary engagements, April - June 2023 [pdf]

    FOI releases

    Published: 05/09/2023

    External meetings (excludes meetings with regulated firms).

  3. Sheldon Mills, diary engagements, April - June 2023 [pdf]

    FOI releases

    Published: 05/09/2023

    External meetings (excludes meetings with regulated firms).

  4. Emily Shepperd, diary engagements, April - June 2023 [pdf]

    FOI releases

    Published: 05/09/2023

    External meetings (excludes meetings with regulated firms).

  5. Bernadette Sarah Conroy: Allowances and expenses 2023-2024 [pdf]

    FOI releases

    Published: 05/09/2023

    Last modified: 05/06/2024

    Summary of allowances and expenses claimed by Bernadette Sarah Conroy, including hospitality given outside of the FCA.

  6. Stephen Braviner Roman, diary engagements, April - June 2023 [pdf]

    FOI releases

    Published: 05/09/2023

    External meetings (excludes meetings with regulated firms).

  7. Notice of Decision 2023: Coleman T Limited [pdf]

    Decision notices

    Published: 04/09/2023

    This notice of decision refers to a failure to carry out regulated activities. We imposed a cancellation.

  8. Decision Notice 2023: Toni Fox [pdf]

    Decision notices

    Published: 01/09/2023

    This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed.

  9. CP23/18: Quarterly Consultation Paper No. 41 [pdf]

    Consultation papers

    Published: 01/09/2023

    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  10. Decision Notice 2023: David Brian Price [pdf]

    Decision notices

    Published: 01/09/2023

    This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed
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