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Emily Shepperd, diary engagements, April - June 2023 [pdf]
External meetings (excludes meetings with regulated firms). -
Bernadette Sarah Conroy: Allowances and expenses 2023-2024 [pdf]
Summary of allowances and expenses claimed by Bernadette Sarah Conroy, including hospitality given outside of the FCA. -
Stephen Braviner Roman, diary engagements, April - June 2023 [pdf]
External meetings (excludes meetings with regulated firms). -
Notice of Decision 2023: Coleman T Limited [pdf]
This notice of decision refers to a failure to carry out regulated activities. We imposed a cancellation. -
Decision Notice 2023: Toni Fox [pdf]
This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed. -
CP23/18: Quarterly Consultation Paper No. 41 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
Decision Notice 2023: David Brian Price [pdf]
This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed -
CP23/18: Quarterly Consultation Paper No. 41
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
MS23/1.3: Market Investigation Reference Notice [pdf]
Market Investigation Reference Notice published alongside the latest Wholesale Data Market Study Notice Update Report. -
MS23/1.4: Wholesale Data Market Study Notice Update Report [pdf]
Our update on the Wholesale Data Market Study Report.