Publications

Showing 5101 to 5110 of 18806 search results.

5101. Financial Ombudsman Service's response to FCA on the Mortgage Charter [pdf]

      Correspondence

      Published: 14/07/2023

      Financial Ombudsman Service's response to FCA on the Mortgage Charter.

5102. Secondary international competitiveness and growth objective statement [pdf]

      Corporate documents

      Published: 14/07/2023

      The FCA’s statement introducing our new secondary international competitiveness and growth objective.

5103. Final Notice 2023: Bastion Capital London Limited [pdf]

      Final notices

      Published: 13/07/2023

      This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty.

5104. The public offer platform - Engagement Paper 5 [pdf]

      Calls for input

      Published: 13/07/2023

      This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.

5105. Primary multilateral trading facilities - Engagement Paper 6 [pdf]

      Calls for input

      Published: 13/07/2023

      This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.

5106. The public offer platform - Engagement Paper 5

      Calls for input

      Published: 13/07/2023

      Last modified: 12/12/2023

      We are asking for views on our initial thinking about rules for the new regulated activity of operating a public offer platform under the new public offers and admission to trading regime.

5107. The Financial Conduct Authority's Response to the Complaints Commissioner's Annual Report 2022/23 [pdf]

      Corporate documents

      Published: 13/07/2023

      FCA's response to the Complaints Commissioner's Annual Report 2022/23.

5108. Primary multilateral trading facilities – Engagement Paper 6

      Calls for input

      Published: 13/07/2023

      Last modified: 12/12/2023

      We are asking for your feedback on our initial thinking about future rules for multilateral trading facilities (MTFs) under the new public offers and admission to trading regime.

5109. Information on home credit loan agreements and high-cost short - term credit - July 2023

      FOI releases

      Published: 13/07/2023

      Last modified: 01/01/2025

      FCA provides information on on home credit loan agreements and high-cost short - term credit.

5110. Information on establishing, operating or winding up a collective investment scheme - July 2023

      FOI releases

      Published: 13/07/2023

      Last modified: 01/01/2025

      FCA provides information on establishing, operating or winding up a collective investment scheme.