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The public offer platform - Engagement Paper 5 [pdf]
This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime. -
Primary multilateral trading facilities - Engagement Paper 6 [pdf]
This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime. -
The public offer platform - Engagement Paper 5
We are asking for views on our initial thinking about rules for the new regulated activity of operating a public offer platform under the new public offers and admission to trading regime. -
The Financial Conduct Authority's Response to the Complaints Commissioner's Annual Report 2022/23 [pdf]
FCA's response to the Complaints Commissioner's Annual Report 2022/23. -
Primary multilateral trading facilities – Engagement Paper 6
We are asking for your feedback on our initial thinking about future rules for multilateral trading facilities (MTFs) under the new public offers and admission to trading regime. -
Information on home credit loan agreements and high-cost short - term credit - July 2023
FCA provides information on on home credit loan agreements and high-cost short - term credit. -
Information on establishing, operating or winding up a collective investment scheme - July 2023
FCA provides information on establishing, operating or winding up a collective investment scheme. -
Decision Notice 2023: CJ Kelly Associates [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
FS23/4: Potential competition impacts of Big Tech entry and expansion in retail financial services [pdf]
Summary of the feedback received to our DP on Potential Competition Impacts of Big Tech entry and Expansion in Retail Financial Services and our response. -
Final Notice 2023: Houghton Motor Group Ltd [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.