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Further issuances of equity on regulated markets – Engagement Paper 2
We are asking for your feedback on our initial thinking about requirements for further issuances of equity securities under the new public offers and admission to trading regime. -
Final Notice 2023: Zereen Money Limited [pdf]
This final notice refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
High Court order: Samuel Anthony Exall and Synergy Land Group Limited [pdf]
High Court order: Samuel Anthony Exall and Synergy Land Group Limited -
High Court order: 24HR Trading Academy Limited and Mohammad Fuaath Haja Maideen Maricar [pdf]
High Court order: 24HR Trading Academy Limited and Mohammad Fuaath Haja Maideen Maricar -
Financial Lives January 2023: Consumer experience of the rising cost of living – the burden of bills and ways to get support
The FCA are providing selected statistics in this research note from its Financial Lives cost of living (Jan 2023) recontact survey, to give an insight into the financial situation UK adults experienced over the 6 months to January 2023. -
Final Notice 2023: Przemyslaw Soszynski, trading as Phenix Consultancy [pdf]
This final notice refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Final Notice 2023: Lighthouse Advisory Services Limited [pdf]
This Final Notice refers to breaches of Principles 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We published a public censure -
Final Notice 2023: Platinum Motor Company Ltd [pdf]
'The Final Notice refers to breaches of the suitability and appropriate resources Threshold Conditions (COND), and to be open and co-operative with the Authority (Principle 11) in the consumer credit sector. We imposed a cancellation -
Information on the number and value of mortgages with advances greater than £5 million May 2023
FCA provides information on the number and value of mortgages with advances greater than £5 million May 2023. -
CP23/11: Remuneration: Enhancing proportionality for dual‑regulated firms [pdf]
We want to ensure our remuneration rules for smaller, less complex dual-regulated firms are proportionate to the risks they pose to consumers and markets in the UK.