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High Court order: 24HR Trading Academy Limited and Mohammad Fuaath Haja Maideen Maricar [pdf]
High Court order: 24HR Trading Academy Limited and Mohammad Fuaath Haja Maideen Maricar -
Financial Lives January 2023: Consumer experience of the rising cost of living – the burden of bills and ways to get support
The FCA are providing selected statistics in this research note from its Financial Lives cost of living (Jan 2023) recontact survey, to give an insight into the financial situation UK adults experienced over the 6 months to January 2023. -
Final Notice 2023: Przemyslaw Soszynski, trading as Phenix Consultancy [pdf]
This final notice refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Final Notice 2023: Lighthouse Advisory Services Limited [pdf]
This Final Notice refers to breaches of Principles 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We published a public censure -
Final Notice 2023: Platinum Motor Company Ltd [pdf]
'The Final Notice refers to breaches of the suitability and appropriate resources Threshold Conditions (COND), and to be open and co-operative with the Authority (Principle 11) in the consumer credit sector. We imposed a cancellation -
Information on the number and value of mortgages with advances greater than £5 million May 2023
FCA provides information on the number and value of mortgages with advances greater than £5 million May 2023. -
CP23/11: Remuneration: Enhancing proportionality for dual‑regulated firms [pdf]
We want to ensure our remuneration rules for smaller, less complex dual-regulated firms are proportionate to the risks they pose to consumers and markets in the UK. -
Financial Lives survey: Frequently Asked Questions [pdf]
Follow-up survey on what has changed in financial services for people in the UK over the last year. -
Portfolio letter for SIPP operators [pdf]
Our letter setting out expanded expectations of firms under the Consumer Duty -
Number of skilled persons reports commissioned in Q3 2022/23 (October – December 2022) [pdf]
Number of skilled persons reports commissioned in Q3 2022/23 (October – December 2022)