Publications

Showing 5291 to 5300 of 18806 search results.

5291. PS23/4: Improving equity secondary markets

      Policy statements

      Published: 03/05/2023

      Last modified: 03/05/2023

      The FCA sets out the final policy on changes to technical standards and summarise feedback to CP22/12.

5292. CP23/10: Primary Markets Effectiveness Review – Feedback to DP22/2 and proposed equity listing rule reforms

      Consultation papers

      Published: 03/05/2023

      Last modified: 03/05/2023

      We want your views on proposed rule changes to create a single listing category for shares in commercial companies. We also summarise feedback to our May 2022 Discussion Paper on the UK listing regime.

5293. Information on dawn raids over last 4 years- May 2023

      Data

      Published: 03/05/2023

      Last modified: 01/01/2025

      FCA provides information on dawn raids.

5294. Information independent / restricted financial advisor firms - May 2023

      FOI releases

      Published: 03/05/2023

      Last modified: 01/01/2025

      FCA provides information on Information Independent / Restricted Financial Advisor firms-May 2023.

5295. PS23/3: Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules [pdf]

      Policy statements

      Published: 02/05/2023

      PS23/3: Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules.

5296. CP23/9: Changing the scope of the baseline financial resilience regulatory return (‘FIN073’) [pdf]

      Consultation papers

      Published: 02/05/2023

      CP23/9: Changing the scope of the baseline financial resilience regulatory return (‘FIN073’).

5297. Information on reported cyberattacks - May 2023

      FOI releases

      Published: 02/05/2023

      Last modified: 01/01/2025

      FCA provides information on reported cyberattacks May 2023.

5298. CP23/9 – Changing the scope of the baseline financial resilience regulatory return

      Consultation papers

      Published: 02/05/2023

      Last modified: 06/06/2023

      We’re consulting on changes to the scope of firms that provide us with baseline financial resilience data to include all full permission consumer credit firms.

5299. PS23/3 – Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules

      Policy statements

      Published: 02/05/2023

      Last modified: 28/10/2025

      We set out the final rules for a new financial resilience regulatory return for solo-regulated firms.

5300. Handbook Notice 109 [pdf]

      Handbook

      Published: 28/04/2023

      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 27 April 2023.