Publications

Showing 5291 to 5300 of 18806 search results.

5291. Information independent / restricted financial advisor firms - May 2023

      FOI releases

      Published: 03/05/2023

      Last modified: 01/01/2025

      FCA provides information on Information Independent / Restricted Financial Advisor firms-May 2023.

5292. PS23/3: Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules [pdf]

      Policy statements

      Published: 02/05/2023

      PS23/3: Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules.

5293. CP23/9: Changing the scope of the baseline financial resilience regulatory return (‘FIN073’) [pdf]

      Consultation papers

      Published: 02/05/2023

      CP23/9: Changing the scope of the baseline financial resilience regulatory return (‘FIN073’).

5294. Information on reported cyberattacks - May 2023

      FOI releases

      Published: 02/05/2023

      Last modified: 01/01/2025

      FCA provides information on reported cyberattacks May 2023.

5295. CP23/9 – Changing the scope of the baseline financial resilience regulatory return

      Consultation papers

      Published: 02/05/2023

      Last modified: 06/06/2023

      We’re consulting on changes to the scope of firms that provide us with baseline financial resilience data to include all full permission consumer credit firms.

5296. PS23/3 – Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules

      Policy statements

      Published: 02/05/2023

      Last modified: 28/10/2025

      We set out the final rules for a new financial resilience regulatory return for solo-regulated firms.

5297. Handbook Notice 109 [pdf]

      Handbook

      Published: 28/04/2023

      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 27 April 2023.

5298. Final Notice 2023: Integrity Payment UK Ltd [pdf]

      Final notices

      Published: 28/04/2023

      This final notice (Integrity Payment UK Ltd) refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. Therefore, we imposed a cancellation.

5299. Final Notice 2023: C2 Motor Group Ltd [pdf]

      Final notices

      Published: 28/04/2023

      This Final Notice (C2 Motor Group Ltd) refers to a failure to satisfy the threshold conditions (COND) in the consumer credit sector. We refused the firm’s application for authorisation.

5300. OPBAS report: Progress and themes from our 2022/23 supervisory work [pdf]

      OPBAS

      Published: 28/04/2023

      The Office for Professional Body Anti-Money Laundering Supervision (OPBAS) supervises the 22 Professional Body Supervisors (PBSs) in the accountancy and legal sectors.