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Information on statutory notices - February 2023
FCA provides information on statutory notices - February 2023. -
First Supervisory Notice 2023: Abbey Lane Financial Associates Limited [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Abbey Lane Financial -
First Supervisory Notice 2023: Estate Capital Financial Management Limited [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Estate Capital Financial -
Implementing the Consumer Duty for Debt Purchasing, Debt Collecting and Debt Administration Services (DPCA) portfolio [pdf]
Consumer Duty and portfolio letter for Debt Purchasing, Debt Collecting and Debt Administration Services. -
Implementing the Consumer Duty for the Debt Advice portfolio [pdf]
Consumer Duty letter for the Debt Advice portfolio -
Implementing the Consumer Duty in payments firms [pdf]
Consumer duty letter for Payments Services and E-Money firms -
Societies prosecuted in 2022 [pdf]
Societies prosecuted in 2022 under the Co-operative and Community Benefit Societies Act 2014 -
DP23/2: Updating and improving the UK regime for asset management [pdf]
This discussion paper sets out some ideas about how the FCA might modernise the asset management regime to improve outcomes for UK markets and consumers. -
Societies cancelled in 2022 [pdf]
Cancellation of society registrations in 2022 -
Primary Market Bulletin 43
This edition of the FCA’s Primary Market Bulletin covers the launch of multi-factor authentication for FCA systems, financial reporting and non-UK equivalent regimes, and a digital reporting consultation.