Publications
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Implementing the Consumer Duty for Debt Purchasing, Debt Collecting and Debt Administration Services (DPCA) portfolio [pdf]
Consumer Duty and portfolio letter for Debt Purchasing, Debt Collecting and Debt Administration Services. -
Implementing the Consumer Duty for the Debt Advice portfolio [pdf]
Consumer Duty letter for the Debt Advice portfolio -
Implementing the Consumer Duty in payments firms [pdf]
Consumer duty letter for Payments Services and E-Money firms -
Societies prosecuted in 2022 [pdf]
Societies prosecuted in 2022 under the Co-operative and Community Benefit Societies Act 2014 -
DP23/2: Updating and improving the UK regime for asset management [pdf]
This discussion paper sets out some ideas about how the FCA might modernise the asset management regime to improve outcomes for UK markets and consumers. -
Societies cancelled in 2022 [pdf]
Cancellation of society registrations in 2022 -
Primary Market Bulletin 43
This edition of the FCA’s Primary Market Bulletin covers the launch of multi-factor authentication for FCA systems, financial reporting and non-UK equivalent regimes, and a digital reporting consultation. -
DP23/2: Updating and improving the UK regime for asset management
The FCA wants your views on the current UK regime for regulating funds and asset managers. -
Inside FCA Podcast: What the Consumer Duty means for authorisation [pdf]
Read the Inside FCA Podcast interview transcript with Alex MacDermott on what the Consumer Duty means for authorisation. -
Final Notice 2023: Stratton Leasing Limited [pdf]
'The Final Notice refers to breaches of the suitability and appropriate resources Threshold Conditions (COND), and to be open and co-operative with the Authority (Prin 11) in the consumer credit sector. We imposed a cancellation.