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  1. DP23/2: Updating and improving the UK regime for asset management 

    Discussion papers

    Published: 20/02/2023

    Last modified: 12/10/2023

    The FCA wants your views on the current UK regime for regulating funds and asset managers.

  2. Inside FCA Podcast: What the Consumer Duty means for authorisation [pdf]

    Transcripts

    Published: 20/02/2023

    Read the Inside FCA Podcast interview transcript with Alex MacDermott on what the Consumer Duty means for authorisation.

  3. Final Notice 2023: Stratton Leasing Limited [pdf]

    Final notices

    Published: 15/02/2023

    'The Final Notice refers to breaches of the suitability and appropriate resources Threshold Conditions (COND), and to be open and co-operative with the Authority (Prin 11) in the consumer credit sector. We imposed a cancellation.

  4. Regulatory fees and levies 2026/27: Fee-blocks A023 and I025 - funeral plan providers and intermediaries [pdf]

    Fees information

    Published: 15/02/2023

    Last modified: 08/01/2024

    Regulatory fees and levies 2024/25: Fee-blocks A023 and I025 - funeral plan providers and intermediaries

  5. Authorised Push Payment (APP) fraud TechSprint video transcript [pdf]

    Transcripts

    Published: 15/02/2023

    Transcript for video highlights of the Authorised Push Payment (APP) fraud TechSprint held in September 2022.

  6. Final Notice 2022: Tyne Point Car Sales Limited [pdf]

    Final notices

    Published: 15/02/2023

    This final notice (Tyne Point Car Sales Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.

  7. Final Notice 2023: Amigo Loans Ltd [pdf]

    Final notices

    Published: 14/02/2023

    This Final Notice refers to breaches of Principle 2 (skill, care and diligence), Principle 3 (management and control) and Principle 6 (customers’ interests) related to failure to conduct adequate affordability checks in the Consumer Credit sector.

  8. Information on agreements / MoUs concerning the short-selling of US stocks - February 2023

    FOI releases

    Published: 14/02/2023

    Last modified: 31/12/2024

    Information on agreements / MoUs concerning the short-selling- February 2023

  9. FCA letter to Unite the Union, February 2023 [pdf]

    Correspondence

    Published: 13/02/2023

    FCA response to Unite the Union's letter of 1 February 2023.

  10. DP23/1: Finance for positive sustainable change: governance, incentives and competence in regulated firms [pdf]

    Discussion papers

    Published: 10/02/2023

    The aim of this Discussion Paper is to encourage an industry‑wide dialogue on firms’ sustainability‑related governance, incentives, and competencies.
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