Publications

Showing 5461 to 5470 of 18806 search results.

5461. Regulatory fees and levies 2026/27: Fee-blocks A023 and I025 - funeral plan providers and intermediaries [pdf]

      Fees information

      Published: 15/02/2023

      Last modified: 08/01/2024

      Regulatory fees and levies 2024/25: Fee-blocks A023 and I025 - funeral plan providers and intermediaries

5462. Authorised Push Payment (APP) fraud TechSprint video transcript [pdf]

      Transcripts

      Published: 15/02/2023

      Transcript for video highlights of the Authorised Push Payment (APP) fraud TechSprint held in September 2022.

5463. Final Notice 2022: Tyne Point Car Sales Limited [pdf]

      Final notices

      Published: 15/02/2023

      This final notice (Tyne Point Car Sales Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.

5464. Final Notice 2023: Amigo Loans Ltd [pdf]

      Final notices

      Published: 14/02/2023

      This Final Notice refers to breaches of Principle 2 (skill, care and diligence), Principle 3 (management and control) and Principle 6 (customers’ interests) related to failure to conduct adequate affordability checks in the Consumer Credit sector.

5465. Information on agreements / MoUs concerning the short-selling of US stocks - February 2023

      FOI releases

      Published: 14/02/2023

      Last modified: 31/12/2024

      Information on agreements / MoUs concerning the short-selling- February 2023

5466. FCA letter to Unite the Union, February 2023 [pdf]

      Correspondence

      Published: 13/02/2023

      FCA response to Unite the Union's letter of 1 February 2023.

5467. DP23/1: Finance for positive sustainable change: governance, incentives and competence in regulated firms [pdf]

      Discussion papers

      Published: 10/02/2023

      The aim of this Discussion Paper is to encourage an industry‑wide dialogue on firms’ sustainability‑related governance, incentives, and competencies.

5468. DP23/1: Finance for positive sustainable change

      Discussion papers

      Published: 10/02/2023

      Last modified: 05/06/2026

      We are asking for views on sustainability-related governance, incentives and competence in regulated firms.

5469. Information on FCA regulatory decisions committee - February 2023

      FOI releases

      Published: 10/02/2023

      Last modified: 01/01/2025

      FCA provides information on FCA Regulatory Decisions Committee - February 2023.

5470. First Supervisory Notice 2023: Campbell & Associates Independent Financial Advice Limited [pdf]

      Supervisory notices

      Published: 10/02/2023

      Last modified: 12/06/2023

      For the reasons given and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements on Campbell & Associates Independent Financial Advice Limited.