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CP23/2: Streamlining our rules on structured digital reporting of financial statements
The FCA consulted on changes to streamline transparency rules for certain companies with securities admitted to UK regulated markets to prepare their annual financial report in a specific web browser format (XHTML), and to present the financial -
Market Watch 72
In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients -
CP23/1: Insurance guidance for the support of customers in financial difficulty [pdf]
We are consulting on proposals to help protect customers of non-investment insurance policies in financial difficulty. -
Final Notice 2023: Al Rayan Bank PLC [pdf]
This Final Notice refers to breaches of Principle 3 related to Financial Crime in the Retail Bank sector. We imposed a Financial Penalty. -
Number of skilled persons reports commissioned in Q2 2022/23 (July - October 2022) [pdf]
Number of skilled persons reports commissioned in Q2 2022/23 -
Portfolio letter: Wholesale brokers 2023 [pdf]
This letter details our view of the most important risks arising from wholesale brokers, what we think drives those risks, and the FCA’s supervisory focus for the next two years. -
Information on financial crime investigations - January 2023
FCA provides information on financial crime investigations. -
Innovation Hub: Market insights
The FCA publishes its latest data on the firms supported by its Regulatory Sandbox and Innovation Pathways service. -
Finalised Guidance 23/1: OPBAS Sourcebook update summary [pdf]
The FCA sets out feedback guidance in this summary from consultation on the OPBAS source. -
Final Notice 2023: Guaranty Trust Bank (UK) Limited [pdf]
This Final Notice (Guaranty Trust Bank (UK) Limited) refers to breaches of PRIN 3 related to the risk of financial crime in the wholesale banking sector. We imposed a financial penalty.