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Information on financial crime investigations - January 2023
FCA provides information on financial crime investigations. -
Innovation Hub: Market insights
The FCA publishes its latest data on the firms supported by its Regulatory Sandbox and Innovation Pathways service. -
Finalised Guidance 23/1: OPBAS Sourcebook update summary [pdf]
The FCA sets out feedback guidance in this summary from consultation on the OPBAS source. -
Final Notice 2023: Guaranty Trust Bank (UK) Limited [pdf]
This Final Notice (Guaranty Trust Bank (UK) Limited) refers to breaches of PRIN 3 related to the risk of financial crime in the wholesale banking sector. We imposed a financial penalty. -
Inside FCA Interview Ed Smith price and value low [mp3]
Inside FCA Podcast interview Ed Smith price and value outcome low -
Inside FCA Podcast interview Ed Smith price and value outcome hi [mp3]
Consumer Duty series podcast interview with Ed Smith high res -
Inside FCA interview transcript with Ed Smith [pdf]
Podcast Interview transcript Ed Smith Consumer Duty price and value outcome -
FCA Board Minutes: 24 November 2022 [pdf]
Minutes of the FCA Board meeting held on 24 November 2022 -
Information on whistleblower reports - January 2023
FCA provides information on whistleblower reports. -
Portfolio Letter: Claims Management Companies (CMCs) 2023 [pdf]
The FCA publishes a portfolio letter that includes the consumer duty, and an updated view of risks that CMC's pose to consumers.