Publications

Showing 6781 to 6790 of 18813 search results.

6781. Reports about sexual and non-financial misconduct made to the FCA

      FOI releases

      Published: 07/09/2021

      Last modified: 01/04/2026

      The FCA responds on the numbers of reports about sexual and non-financial misconduct made to the FCA

6782. Final Notice 2021: Abacus Management Ltd [pdf]

      Final notices

      Published: 03/09/2021

      This final notice (Abacus Management Ltd) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for

6783. CP21/27: Quarterly Consultation Paper No. 33 [pdf]

      Consultation papers

      Published: 03/09/2021

      The Financial Conduct Authority invites comments on this Consultation Paper. Comments should reach us by 27 September 2021 for Chapter 2; 4 October 2021 for Chapter 3; 11 October 2021 for Chapters 4, 5, 6, 7, 8 and 9.

6784. CP21/27: Quarterly Consultation Paper No. 33

      Consultation papers

      Published: 03/09/2021

      Last modified: 12/01/2022

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

6785. Information on investigations into criminal and civil breaches of the Money Laundering Regulations

      FOI releases

      Published: 02/09/2021

      Last modified: 25/10/2022

      FCA responds on information about investigations into criminal and civil breaches of the Money Laundering Regulations

6786. Second supervisory notice: Professional Construction Risks Limited [pdf]

      Supervisory notices

      Published: 31/08/2021

      Second supervisory notice: Professional Construction Risks Limited

6787. First supervisory notice: Professional Construction Risks Limited [pdf]

      Supervisory notices

      Published: 31/08/2021

      First supervisory notice: Professional Construction Risks Limited

6788. Information on suspected orderbook spoofing and/or layering

      FOI releases

      Published: 31/08/2021

      Last modified: 25/10/2022

      FCA responds on request for numbers of 'incidents' and 'cases' of suspected orderbook spoofing and/or layering

6789. Richard Lloyd, Non-Executive Director: Diary Engagements for 1 April - 30 June 2021 [pdf]

      FOI releases

      Published: 27/08/2021

      The external meetings of Richard Lloyd for April to June 2021

6790. Jeannette Lichner, Non-Executive Director: Diary Engagements for 1 April - 30 June 2021 [pdf]

      FOI releases

      Published: 27/08/2021

      The external meetings of Jeannette Lichner for Apr-Jun 2021