Publications

Showing 6781 to 6790 of 18811 search results.

6781. CP21/27: Quarterly Consultation Paper No. 33

      Consultation papers

      Published: 03/09/2021

      Last modified: 12/01/2022

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

6782. Information on investigations into criminal and civil breaches of the Money Laundering Regulations

      FOI releases

      Published: 02/09/2021

      Last modified: 25/10/2022

      FCA responds on information about investigations into criminal and civil breaches of the Money Laundering Regulations

6783. Second supervisory notice: Professional Construction Risks Limited [pdf]

      Supervisory notices

      Published: 31/08/2021

      Second supervisory notice: Professional Construction Risks Limited

6784. First supervisory notice: Professional Construction Risks Limited [pdf]

      Supervisory notices

      Published: 31/08/2021

      First supervisory notice: Professional Construction Risks Limited

6785. Information on suspected orderbook spoofing and/or layering

      FOI releases

      Published: 31/08/2021

      Last modified: 25/10/2022

      FCA responds on request for numbers of 'incidents' and 'cases' of suspected orderbook spoofing and/or layering

6786. Richard Lloyd, Non-Executive Director: Diary Engagements for 1 April - 30 June 2021 [pdf]

      FOI releases

      Published: 27/08/2021

      The external meetings of Richard Lloyd for April to June 2021

6787. Jeannette Lichner, Non-Executive Director: Diary Engagements for 1 April - 30 June 2021 [pdf]

      FOI releases

      Published: 27/08/2021

      The external meetings of Jeannette Lichner for Apr-Jun 2021

6788. First Supervisory Notice: Dolfin Financial (UK) Limited [pdf]

      Supervisory notices

      Published: 27/08/2021

      First Supervisory Notice: Dolfin Financial (UK) Limited

6789. Letter from the FCA to the JFSA - August 2021 [pdf]

      Memorandums of understanding

      Published: 26/08/2021

      Letter from the FCA to the JFSA - August 2021

6790. Letter from the JFSA to the FCA - August 2021 [pdf]

      Memorandums of understanding

      Published: 26/08/2021

      Letter from the JFSA to the FCA - August 2021