Publications
Search results
Showing 6881 to 6890 of 18813 search results.
-
Financial Lives Survey 2020: Tracker data tables: Volume 3 - Product ownership [xlsx]
These are the weighted tracker data tables from the product ownership section of the Financial lives survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers. These tables -
CP21/25: Issuing statutory notices - a new approach to decision makers [pdf]
A key part of our Transformation Programme is a fresh approach to tackling firms and individuals who do not meet the required standards. This involves streamlining our decision making and governance so we can respond more quickly. -
The retail intermediary market 2020
This page provides the FCA's analysis of the intermediary sector in 2020 based on data drawn from the Retail Mediation Activities Return (RMAR). -
The retail intermediary market 2020 underlying data [xlsx]
Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2020. -
The retail intermediary market 2020 dashboards underlying data [csv]
Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2020 Tableau dashboards. -
Retail intermediary market interactive analysis 2020
This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2020 data drawn from the Retail Mediation Activities Return (RMAR). -
Information on any incomplete or non-disclosure of value statements - July 2021
The FCA provide information on sanctions against incomplete or non-disclosure of value statements by wealth and asset management firms, -
Data on Organisations seeking permission on operation of electronic platforms for lending - July 2021
FCA providing data on organisation seeking permissions to operate electronic platforms for lending since 2014 to July 2021. -
CP21/24: Diversity and inclusion on company boards and executive committees [pdf]
We are consulting on a proposal to change our Listing Rules to require in scope companies to disclose publicly in their annual financial report whether they meet specific board diversity targets relating to gender and ethnicity on a ‘comply or -
Decision Notice 2021: Markos Theodosi Markou [pdf]
This Decision Notice refers to what the FCA considers to be a breach of Principle 1 of APER. The FCA's view is that the individual acted recklessly, is not fit and proper and therefore a financial penalty and a full prohibition should be imposed.