Publications

Showing 6881 to 6890 of 18811 search results.

6881. The retail intermediary market 2020 underlying data [xlsx]

      Data

      Published: 29/07/2021

      Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2020.

6882. The retail intermediary market 2020 dashboards underlying data [csv]

      Data

      Published: 29/07/2021

      Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2020 Tableau dashboards.

6883. Retail intermediary market interactive analysis 2020

      Data

      Published: 29/07/2021

      Last modified: 29/07/2021

      This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2020 data drawn from the Retail Mediation Activities Return (RMAR).

6884. Information on any incomplete or non-disclosure of value statements - July 2021

      FOI releases

      Published: 29/07/2021

      Last modified: 25/10/2022

      The FCA provide information on sanctions against incomplete or non-disclosure of value statements by wealth and asset management firms,

6885. Data on Organisations seeking permission on operation of electronic platforms for lending - July 2021

      FOI releases

      Published: 29/07/2021

      Last modified: 25/10/2022

      FCA providing data on organisation seeking permissions to operate electronic platforms for lending since 2014 to July 2021.

6886. CP21/24: Diversity and inclusion on company boards and executive committees [pdf]

      Consultation papers

      Published: 28/07/2021

      We are consulting on a proposal to change our Listing Rules to require in scope companies to disclose publicly in their annual financial report whether they meet specific board diversity targets relating to gender and ethnicity on a ‘comply or

6887. Decision Notice 2021: Markos Theodosi Markou [pdf]

      Decision notices

      Published: 28/07/2021

      This Decision Notice refers to what the FCA considers to be a breach of Principle 1 of APER. The FCA's view is that the individual acted recklessly, is not fit and proper and therefore a financial penalty and a full prohibition should be imposed.

6888. MIFIDPRU 3.3.3(1)R application: permission to classify an issuance of capital instruments [docx]

      Forms

      Published: 28/07/2021

      Last modified: 30/11/2021

      Application under MIFIDPRU 3.3.3(1)R for permission to classify an issuance of capital instruments as common equity tier 1 (CET1) capital.

6889. Dear CEO letter: SME Lending - our expectations of firms in reporting BBLS fraudulent activity [pdf]

      Dear CEO letters

      Published: 28/07/2021

      Dear CEO letter: SME Lending - our expectations of firms in reporting BBLS fraudulent activity

6890. Application for Authorisation MIFIDPRU Supplement Form [docx]

      Forms

      Published: 27/07/2021

      Last modified: 02/03/2026

      Application for Authorisation. MIFIDPRU Supplement Form