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Primary Market Technical Note 605.3: Supplementary prospectuses (Amendment) [pdf]
Primary Market Technical Note 605.3: Supplementary prospectuses (Amendment) -
Final Notice 2021: Whessoe Road Motor Company [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Information on the FCA approval times for people in certain roles
The FCA provides information on the approval times for people in chief executive officer, chief financial officer and chief risk officer roles. -
FS21/11: Article 23D BMR decision for 6 sterling and yen LIBOR versions
Our feedback on responses to our proposal to use our Article 23D(2) powers introduced through amendments to the Benchmarks Regulation (BMR) -
GC21/1: Primary Market Bulletin No. 34
We are consulting on proposed changes to the Knowledge Base. -
CP21/17: Enhancing climate-related disclosures by asset managers, life insurers, and FCA‑regulated pension providers [pdf]
We are asking for comments on this Consultation Paper (CP) by 10 September 2021 -
CP21/18: Enhancing climate-related disclosures by standard listed companies and seeking views on ESG topics in capital markets [pdf]
We are asking for comments on this Consultation Paper (CP) by 10 September 2021 -
Transcript: Inside FCA Podcast: Interview on consumer investment research findings [pdf]
Read the Inside FCA podcast interview transcript on consumer investment research, and find out what it means for you. -
Second supervisory notice 2021: Newport Services (UK) Ltd [pdf]
For the reasons given in this Second Supervisory Notice, the Authority has decided not to rescind the variation of the Firm’s authorisation. So, the Firm continues not to be authorised to engage in money remittance activities. -
Research Note: Cryptoasset consumer research 2021
Our fourth consumer research publication on cryptoassets ownership looks at benefits, harms, attitudes and usage.