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GC21/1: Primary Market Bulletin No. 34
We are consulting on proposed changes to the Knowledge Base. -
CP21/17: Enhancing climate-related disclosures by asset managers, life insurers, and FCA‑regulated pension providers [pdf]
We are asking for comments on this Consultation Paper (CP) by 10 September 2021 -
CP21/18: Enhancing climate-related disclosures by standard listed companies and seeking views on ESG topics in capital markets [pdf]
We are asking for comments on this Consultation Paper (CP) by 10 September 2021 -
Transcript: Inside FCA Podcast: Interview on consumer investment research findings [pdf]
Read the Inside FCA podcast interview transcript on consumer investment research, and find out what it means for you. -
Second supervisory notice 2021: Newport Services (UK) Ltd [pdf]
For the reasons given in this Second Supervisory Notice, the Authority has decided not to rescind the variation of the Firm’s authorisation. So, the Firm continues not to be authorised to engage in money remittance activities. -
Research Note: Cryptoasset consumer research 2021
Our fourth consumer research publication on cryptoassets ownership looks at benefits, harms, attitudes and usage. -
Final Notice 2021: Ms Sherrie Jean Thackray [pdf]
Final Notice: Ms Sherrie Jean Thackray Conduct: Lack of fitness/propriety Breaches: PSR (Payment Services Regulations) Subject: Individual Outcome: Objection to change in control Sector: Payment Services -
Final Notice 2021: Ian Berry (trading as Motorland) [pdf]
This final notice (Ian Berry (trading as Motorland)) refers to a failure to satisfy the Suitability Threshold Condition (COND) and a failure to notify the Authority of a change of contact details in the consumer credit sector. We imposed a -
First Supervisory Notice 2021: UAB Finolita Unio [pdf]
First Supervisory Notice 2021: UAB Finolita Unio. -
Final Notice 2021: Sportz Commercials Ltd [pdf]
This final notice (Sportz Commercials Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.