Publications

Filter results

Filter by topic

Topic tags

Historical publications

Historical publications

Filter by date

Date range

Filter by document type

Document type

Search results

Showing 7691 to 7700 of 18819 search results.

  1. Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress [pdf]

    FCA research

    Published: 25/01/2021

    The rapid growth in exchange-traded fund (ETF) markets creates potential risks to investor protection and financial stability. File updated with accessibility tags
  2. Amended and restated Memorandum of Understanding between the United States Securities and Exchange Commission (SEC) and the United Kingdom Financial Conduct Authority (FCA) [pdf]

    Memorandums of understanding

    Published: 22/01/2021

    Amended and restated Memorandum of Understanding between the United States Securities and Exchange Commission (SEC) and the United Kingdom Financial Conduct Authority (FCA).
  3. CP21/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22 [pdf]

    Consultation papers

    Published: 22/01/2021

    This consultation paper (CP) sets out proposals for the Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2021/22.
  4. FCA response to the Complaints Commissioner's Report: FCA00841 [pdf]

    Corporate documents

    Published: 22/01/2021

    FCA response to the Complaints Commissioner's Report: FCA00841. This PDF was amended on 10 May 2021 to improve accessibility.
  5. Dear CEO letter: Business Interruption Insurance - January 2021 [pdf]

    Dear CEO letters

    Published: 22/01/2021

    Following the judgment from the Supreme Court, the FCA has issued this Dear CEO letter outlining our expectations of insurers following the judgment.
  6. CP21/2 Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22

    Consultation papers

    Published: 22/01/2021

    Last modified: 22/02/2021

    We and the Prudential Regulation Authority (PRA) are consulting on proposals for the annual Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme for the financial year 2021/22.
  7. CP21/1: Restricting CMC charges for financial products and services claims [pdf]

    Consultation papers

    Published: 21/01/2021

    This consultation paper (CP) sets out our proposals to make rules about fees charged by claims management, companies (CMCs) for claims about financial products and services.
  8. IFF Research Claims Management Companies (CMC) Fee Rules Research - Financial Services Claims [pdf]

    External research

    Published: 21/01/2021

    The FCA commissioned the survey to gain a greater understanding of why some consumers may accept being charged higher levels of fees by CMCs.
  9. Occasional Paper No. 59: Sitting on a gold mine: Getting what’s owed to pawnbroking customers [pdf]

    FCA research

    Published: 20/01/2021

    FCA Occasional Paper No. 59: Sitting on a gold mine: Getting what’s owed to pawnbroking customers.
  10. Memorandum of Understanding between the Financial Conduct Authority, Department for Work and Pensions and Money and Pensions Service [pdf]

    Memorandums of understanding

    Published: 20/01/2021

    Memorandum of Understanding between the Financial Conduct Authority, Department for Work and Pensions and Money and Pensions Service.
Did you find what you were looking for?