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  1. Main FCA transitional directions (Annex B) [pdf]

    Handbook

    Published: 22/12/2020

    This is our final direction made on 22 December 2020.

  2. Final Notice 2020: GM Supplies (Cumbria) Limited [pdf]

    Final notices

    Published: 22/12/2020

    This final notice refers to a failure to satisfy the suitability threshold condition (COND), the appropriate resources threshold condition (COND) and the failure to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector.

  3. FCA prudential transitional direction [pdf]

    Handbook

    Published: 22/12/2020

    This is our final direction made on 22 December 2020. The PDF was amended on 10 May 2021 to improve accessibility.

  4. Information on product sales data reported by Life Insurers - December 2020

    FOI releases

    Published: 22/12/2020

    Last modified: 25/10/2022

    The FCA provides additional data on product sales data reported by Life Insurers.

  5. PS20/17: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations [pdf]

    Policy statements

    Published: 21/12/2020

    Last modified: 21/12/2020

    We summarise the feedback to our consultation proposals in CP20/3 and confirm our final policy position.

  6. Final Notice 2020: Charles Schwab UK Limited [pdf]

    Final notices

    Published: 21/12/2020

    This Decision Notice / Final Notice refers to breaches of PRIN 10 and 11, CASS and Section 20 FSMA related to failing to be open and co-operative, client money/assets and failing to operate in accordance with permission in the Wealth Management and

  7. FCA Enterprise Act Annual Report 2020 [pdf]

    Corporate documents

    Published: 21/12/2020

    Read the FCA Enterprise Act Annual Report 2019/20, which outlines one of the ways we measure the costs of our regulation to business.

  8. Impact Assessment: FG20/1: Assessing adequate financial resources [pdf]

    Impact assessments

    Published: 21/12/2020

    This impact assessment relates to FG20/1: Assessing adequate financial resources. It has been verified by the

  9. Impact Assessment: PS19/30: Independent governance committees: extension of remits [pdf]

    Impact assessments

    Published: 21/12/2020

    This impact assessment relates to PS19/30: Independent governance committees: extension of

  10. Impact Assessment: PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]

    Impact assessments

    Published: 21/12/2020

    This impact assessment relates to PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance. It has
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