Publications
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Impact Assessment: FG20/1: Assessing adequate financial resources [pdf]
This impact assessment relates to FG20/1: Assessing adequate financial resources. It has been verified by the -
Impact Assessment: PS19/30: Independent governance committees: extension of remits [pdf]
This impact assessment relates to PS19/30: Independent governance committees: extension of -
Impact Assessment: PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]
This impact assessment relates to PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance. It has -
Impact Assessment: PS19/16: High Cost Credit Review: Overdrafts (Pricing and Repeat Use Interventions) [pdf]
We are required by the Financial Services and Markets Act 2000 (FSMA) to report to Parliament at least annually on our overall performance, through our Annual Report. We published the 2019/20 Annual Report on 10 September 2020. -
Information on open FCA enforcement investigations - December 2020
The FCA provides a breakdown by category of all open FCA investigations as at the 23 November 2020. -
PS20/17: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations
We summarise the feedback to our consultation proposals in CP20/3 and confirm our final policy position. -
Final Notice 2020: Blue Gate Capital Limited [pdf]
This Final Notice (Blue Gate Capital Limited) refers to breaches of PRIN 2 and PRIN 7 related to financial promotions in the asset management sector. We imposed a requirement to pay restitution and a public censure. -
Independent review into the FSA and FCA's handling of the Connaught Income Fund Series 1 and connected companies [pdf]
The Independent Reviewer, Raj Parker's review of the handling of the Connaught Income Fund Series 1 and connected companies. This PDF has been amended to improve accessibility. -
Independent reviews video transcript [pdf]
Transcript of Charles Randell, Chair of the FCA commenting on the independent reviews -
FG20/4: General guidance on proportionality: the dual-regulated firms Remuneration Code (SYSC 19D) [pdf]
We provide general guidance about the operation of the dual-regulated firms remuneration principles proportionality rule and about part-year dual-regulated firms Remuneration Code staff.