Publications

Showing 7891 to 7900 of 18820 search results.

7891. Information on active investigations relating to market conduct - December 2020

      FOI releases

      Published: 05/12/2020

      Last modified: 25/10/2022

      FCA provides information on the number of active and open investigations relating to market conduct.

7892. Guidance consultation: Bounce Back Loan Scheme - Pay as You Grow options and CONC 7 compliance [pdf]

      Guidance consultations

      Published: 04/12/2020

      Last modified: 04/12/2020

      We are consulting on proposed guidance for firms that will be providing PAYG options under BBLS.

7893. CP20/23: Quarterly Consultation Paper No 30 [pdf]

      Consultation papers

      Published: 04/12/2020

      Last modified: 04/12/2020

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

7894. Technical guidelines for the preparation and submission of structured annual financial reports to the FCA [pdf]

      Primary market

      Published: 04/12/2020

      Last modified: 20/03/2025

      Technical guidelines for the preparation and submission of structured annual financial reports to the FCA.

7895. Bounce Back Loan Scheme: guidance for firms on use of Pay as You Grow options

      Guidance consultations

      Published: 04/12/2020

      Last modified: 04/12/2020

      We are consulting on proposed guidance for firms that will be providing Pay as You Grow options under the Government’s Bounce Back Loan Scheme.

7896. CP20/23: Quarterly Consultation Paper No. 30

      Consultation papers

      Published: 04/12/2020

      Last modified: 08/12/2020

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

7897. Primary Market Bulletin 32

      Newsletters

      Published: 03/12/2020

      Last modified: 11/06/2026

      This edition of the FCA’s Primary Market Bulletin covers Brexit, short selling regulation, Market Abuse Regulation and prospectus regulation.

7898. Notification letter: Temporary recognition for purposes of Part 17 of the 2000 Act [docx]

      Documents

      Published: 03/12/2020

      Form to notify the FCA of a new sub-fund to be added to a UCITS umbrella scheme in the UK’s temporary marketing permissions regime.

7899. TPR notification direction: sub-funds [pdf]

      Handbook

      Published: 03/12/2020

      Direction covering the notification to the FCA of a new sub-fund to be added to a UCITS umbrella scheme in the UK’s temporary marketing permissions regime.

7900. Ignition House: Consumer research report - Retail Distribution Review and the Financial Advice Market Review [pdf]

      External research

      Published: 03/12/2020

      Last modified: 03/12/2020

      Consumer research to inform the FCA’s Review on the Evaluation of the Retail Distribution Review and the Financial Advice Market Review.