Publications

Showing 7891 to 7900 of 18814 search results.

7891. Notification letter: Temporary recognition for purposes of Part 17 of the 2000 Act [docx]

      Documents

      Published: 03/12/2020

      Form to notify the FCA of a new sub-fund to be added to a UCITS umbrella scheme in the UK’s temporary marketing permissions regime.

7892. TPR notification direction: sub-funds [pdf]

      Handbook

      Published: 03/12/2020

      Direction covering the notification to the FCA of a new sub-fund to be added to a UCITS umbrella scheme in the UK’s temporary marketing permissions regime.

7893. Ignition House: Consumer research report - Retail Distribution Review and the Financial Advice Market Review [pdf]

      External research

      Published: 03/12/2020

      Last modified: 03/12/2020

      Consumer research to inform the FCA’s Review on the Evaluation of the Retail Distribution Review and the Financial Advice Market Review.

7894. Evaluation of the impact of the Retail Distribution Review and the Financial Advice Market Review [pdf]

      Corporate documents

      Published: 03/12/2020

      Last modified: 03/12/2020

      Evaluation of the impact of the Retail Distribution Review and the Financial Advice Market Review.

7895. Evaluation Paper 20/1: An evaluation of our rent-to-own price cap [pdf]

      Corporate documents

      Published: 02/12/2020

      This report summarises our evaluation of our 2019 price cap intervention in the rent-to-own market (RTO).

7896. SIPP Operator portfolio letter [pdf]

      Portfolio letters

      Published: 02/12/2020

      Last modified: 02/12/2020

      This letter sets out our key concerns and expectations for firms that are part of our SIPP operators’ portfolio.

7897. Draft FCA transitional direction for the Share Trading Obligation [pdf]

      Handbook

      Published: 02/12/2020

      See our draft transitional direction for the Share Trading Obligation.

7898. FCA Board Minutes: 2 November 2020 [pdf]

      Meeting minutes

      Published: 02/12/2020

      Last modified: 14/12/2020

      FCA Board Minutes for 2 November 2020.

7899. Application for Registration: UK Securitisation Repository [docx]

      Forms

      Published: 02/12/2020

      Use this form to apply to become a UK securitisation repository (SR).

7900. Mainstream Consumer Credit Lenders portfolio letter [pdf]

      Portfolio letters

      Published: 02/12/2020

      Last modified: 02/12/2020

      We set out our view of the risks Mainstream Consumer Credit Lenders may pose to their consumers or the markets in which they operate.