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Business interruption test case: MS Amlin Underwriting Limited appeal written respondent case [pdf]
This is the respondent written case of MS Amlin Underwriting Limited for the appeal to the Supreme Court in the Business Interruption insurance test case -
Business interruption test case: Statement of Facts and Issues for Supreme Court appeal [pdf]
This is the agreed Statement of Facts and Issues relied upon by the parties for the Supreme Court appeal in the Business Interruption insurance test case. -
Transcript: Inside FCA interview with Chief Executive Nikhil Rathi on the pandemic response and transforming the FCA [pdf]
Read the transcript for new FCA Chief Executive Nikhil Rathi's first podcast interview -
Information on retirement income market data 2019/20 release - November 2020
FCA provides information on aggregated retirement income stock data to March 2020. -
Information on the number of active investigations into internal systems and controls failures between 2017 and 2020 - November 2020
FCA provides information on the number of active investigations into financial institutions internal systems and controls failures. -
Final Notice 2020: Mark Horsey [pdf]
This Final Notice (Mark Horsey) refers to breaches of FIT by a financial adviser. We imposed a prohibition. File updated to include autotag accessibility requirement. -
Final Notice 2020: Frank Cochran [pdf]
This Final Notice (Frank Cochran) refers to breaches of FIT by a financial adviser. We imposed a prohibition. -
PS20/14: Delay to the implementation of European Single Electronic Format [pdf]
This Policy Statement sets out our decision on our proposals to push back by 1 year mandatory requirements related to ESEF. File updated with accessibility tags -
Final Notice 2020: Inter Claims Ltd [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Final Notice 2020: Russell David Jameson [pdf]
This Final Notice (Russell David Jameson) refers to breaches of FIT by a financial adviser. We imposed a prohibition.