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Final Notice 2020: Frank Cochran [pdf]
This Final Notice (Frank Cochran) refers to breaches of FIT by a financial adviser. We imposed a prohibition. -
PS20/14: Delay to the implementation of European Single Electronic Format [pdf]
This Policy Statement sets out our decision on our proposals to push back by 1 year mandatory requirements related to ESEF. File updated with accessibility tags -
Final Notice 2020: Inter Claims Ltd [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Final Notice 2020: Russell David Jameson [pdf]
This Final Notice (Russell David Jameson) refers to breaches of FIT by a financial adviser. We imposed a prohibition. -
PS20/14: Delay to the implementation of the European Single Electronic Format (ESEF)
Policy Statement following consultation on proposals to delay the implementation of the European Single Electronic Format. -
Information on the number of interviews held with individuals applying for senior management function roles prior to FCA approval - November 2020
FCA provides information on the number of interviews held with individuals applying for senior management function roles prior to approval. -
Covid-19 Consumer Credit Instrument 2020 [pdf]
Covid-19 Consumer Credit Instrument 2020. -
Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: further updated temporary guidance for firms [pdf]
This draft guidance sets out how we propose to update our guidance entitled 'Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: updated temporary guidance for firms' made in July 2020 -
Motor finance agreements and coronavirus: further updated temporary guidance for firms [pdf]
This draft guidance sets out how we propose to update our guidance entitled 'Motor finance agreements and coronavirus: updated temporary guidance for firms' made in July 2020 -
Business interruption test case: Contents list for High Court judgment [pdf]
This is a contents list using the headings in the High Court judgment in the Business Interruption insurance test case.