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Information on enforcement cases/investigations - August 2020
We prvide information on how many enforcement cases/investigations targeting individuals were opened by us over the last two years. -
Statistics on Investigations into firms and individuals - August 2020
FCA provides statistics on investigations into firms and individuals from Jan 2018 to June 2020. -
Statistics on Investigations relating to breaches of the Money laundering regulations - August 2020
FCA provides information on investigations relating to breaches of Money Laundering regulations. -
Information on investigations relating to breaches of the Money Laundering regulations (MLR) - August 2020
The FCA provides information on investigations relating to breaches of the Money Laundering regulations (MLR). -
Statistics provided on EMIR Breach Notifications and MiFIR Transaction Reporting - August 2020
FCA Provides statistics on EMIR Breach Notifications and MiFIR Transaction reporting from Jan 2018 to May 2020. -
Information on criminal investigation to its conclusion under the 2007 Money Laundering Regulation - August 2020
The FCA holds information on criminal investigation to its conclusion under the 2007 Money Laundering Regulation -
Information on the number of firms that have been responsible for sending notifications from firms regarding EMIR Art 9 - August 2020
The FCA holds information on the number of firms that have been responsible for sending the 400 notifications from firms regarding EMIR Art 9. -
Legal Notice: Richard David Baldwin [pdf]
Notice given that on 4 September 2020 Southwark Crown Court will hear the application of the Financial Conduct Authority for a criminal confiscation order against Richard David Baldwin under the Proceeds of Crime Act 2002. -
Statistics provided on new enforcement Investigations - August 2020
The FCA provides statistics on new enforcement Investigations opened and the reason for the investigation. -
Information on enforcement investigations opened and closed by the FCA - August 2020
The FCA holds information on the number of new enforcement investigations opened and closed by the FCA