Publications

Showing 8371 to 8380 of 18816 search results.

8371. Statistics provided on EMIR Breach Notifications and MiFIR Transaction Reporting - August 2020

      FOI releases

      Published: 14/08/2020

      Last modified: 25/10/2022

      FCA Provides statistics on EMIR Breach Notifications and MiFIR Transaction reporting from Jan 2018 to May 2020.

8372. Information on criminal investigation to its conclusion under the 2007 Money Laundering Regulation - August 2020

      FOI releases

      Published: 14/08/2020

      Last modified: 25/10/2022

      The FCA holds information on criminal investigation to its conclusion under the 2007 Money Laundering Regulation

8373. Information on the number of firms that have been responsible for sending notifications from firms regarding EMIR Art 9 - August 2020

      FOI releases

      Published: 14/08/2020

      Last modified: 25/10/2022

      The FCA holds information on the number of firms that have been responsible for sending the 400 notifications from firms regarding EMIR Art 9.

8374. Legal Notice: Richard David Baldwin [pdf]

      Corporate documents

      Published: 13/08/2020

      Last modified: 13/08/2020

      Notice given that on 4 September 2020 Southwark Crown Court will hear the application of the Financial Conduct Authority for a criminal confiscation order against Richard David Baldwin under the Proceeds of Crime Act 2002.

8375. Statistics provided on new enforcement Investigations - August 2020

      FOI releases

      Published: 13/08/2020

      Last modified: 25/10/2022

      The FCA provides statistics on new enforcement Investigations opened and the reason for the investigation.

8376. Information on enforcement investigations opened and closed by the FCA - August 2020

      FOI releases

      Published: 13/08/2020

      Last modified: 25/10/2022

      The FCA holds information on the number of new enforcement investigations opened and closed by the FCA

8377. Statistics on data breaches reported by retail banks and payments - August 2020

      FOI releases

      Published: 13/08/2020

      Last modified: 25/10/2022

      FCA provides statistics on data breaches reported by retail banks and payments to the us.

8378. Information on data breaches reported by retail banks and payments to the FCA - August 2020

      FOI releases

      Published: 13/08/2020

      Last modified: 25/10/2022

      The FCA holds information on notifications of data breaches reported by retail banks and payments to the FCA.

8379. Dear CEO letter: increased client money balances since coronavirus (Covid-19) [pdf]

      Dear CEO letters

      Published: 12/08/2020

      Last modified: 12/08/2020

      Dear CEO letter on increased client money balances since the coronavirus (Covid-19) pandemic.

8380. FS20/13: Coronavirus and customers in temporary financial difficulty: feedback on draft updated guidance for insurance and premium finance firms [pdf]

      Feedback statements

      Published: 11/08/2020

      Last modified: 11/08/2020

      We summarise the feedback we received on our proposed measures for insurance and premium finance firms.