Publications
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FS20/1: Recognition of codes: feedback on QCP 25 CP19/27
We summarise responses to QCP 19/27 on the recognition of the Lending Standards Board’s (LSB) Standards of Lending Practice for business customers. We also outline our next steps. -
Occasional Paper No. 52: Bond liquidity and dealer inventories
Liquidity in global bond markets is a key concern following the financial crisis. Can utilising data across jurisdictions shed some light? -
Voluntary Application for the Imposition of Requirements: Zeux Ltd [pdf]
Voluntary Application for the Imposition of Requirements: Zeux Ltd. -
Occasional Paper 51: Using online experiments for behaviourally informed consumer policy [PDF] [pdf]
Occasional Paper 51 -
Occasional Paper No. 51: Using online experiments for behaviourally informed consumer policy
Consumer policy is informed by human behaviour but how do we measure this in a cost effective and relevant way? Online experiments help us focus our policy making decisions to act in consumers interests. -
FOI 6618 response tables [pdf]
FOI 6618 response tables -
Directory persons multiple submissions amend template [xlsx]
Template to help firms with multiple submissions to the Directory. -
Information on MiFID 2 transaction reporting - February 2020
FCA provides information on Mifid 2 transaction reporting. -
Final Notice 2020: North West Seamless Coating Ltd [pdf]
This final notice (North West Seamless Coating Ltd ) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Platforms Portfolio Strategy Letter [pdf]
This letter sets out our key concerns, expectations and reflects our current focus and strategy for supervising platforms.