Publications

Showing 9031 to 9040 of 18819 search results.

9031. Directory persons multiple submissions amend template [xlsx]

      Forms

      Published: 09/02/2020

      Last modified: 24/04/2020

      Template to help firms with multiple submissions to the Directory.

9032. Information on MiFID 2 transaction reporting - February 2020

      FOI releases

      Published: 07/02/2020

      Last modified: 25/10/2022

      FCA provides information on Mifid 2 transaction reporting.

9033. Final Notice 2020: North West Seamless Coating Ltd [pdf]

      Final notices

      Published: 06/02/2020

      This final notice (North West Seamless Coating Ltd ) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

9034. Platforms Portfolio Strategy Letter [pdf]

      Portfolio letters

      Published: 06/02/2020

      This letter sets out our key concerns, expectations and reflects our current focus and strategy for supervising platforms.

9035. Final Notice 2020: Harts Car Company Ltd [pdf]

      Final notices

      Published: 06/02/2020

      This final notice (Harts Car Company Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

9036. Final Notice 2020: Grove Automotive Limited [pdf]

      Final notices

      Published: 06/02/2020

      This final notice (Grove Automotive Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

9037. Final notice 2020: MKJ Car Sales Limited [pdf]

      Final notices

      Published: 06/02/2020

      MCSL has failed to respond adequately to the Authority's repeated requests for it to submit the Return, and has thereby failed to comply with Principle 11 of the Authority's Principles for Businesses

9038. Final Notice 2020: CGS Auto Centre Ltd [pdf]

      Final notices

      Published: 06/02/2020

      It appears to the Authority that CACL is failing to satisfy the suitability Threshold Condition. This Final Notice is given to CACL in accordance with section 390(1) of the Act.

9039. Final notice 2020: MH Auto House Limited [pdf]

      Final notices

      Published: 06/02/2020

      MAHL has failed to comply with the regulatory requirement to submit the Return. MAHL has not been open and co-operative in all its dealings with the Authority,

9040. PS20/3: Signposting to travel insurance for consumers with medical conditions [pdf]

      Policy statements

      Published: 05/02/2020

      We are introducing new signposting rules and guidance designed to help these consumers better navigate the travel insurance market and get better outcomes.