Publications

Showing 9131 to 9140 of 18845 search results.

9131. Impact Assessment PS19/18: Restricting Contract for Difference Products sold to retail clients [pdf]

      Impact assessments

      Published: 16/01/2020

      This impact assessment refers to PS19/18: Restricting contract for difference products sold to retail clients

9132. CP20/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2020/21 [pdf]

      Consultation papers

      Published: 15/01/2020

      CP20/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2020/21

9133. CP20/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2020/21

      Consultation papers

      Published: 15/01/2020

      Last modified: 12/03/2020

      The FCA and the Prudential Regulation Authority (PRA) are consulting on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS).

9134. Statistics on Clone and Scam firms - January 2020

      FOI releases

      Published: 14/01/2020

      Last modified: 25/10/2022

      FCA provides statistics on Clone and Scam firms for 2019 and previous years dating back to 2014.

9135. Asset management portfolio tools

      Multi-firm reviews

      Published: 13/01/2020

      Last modified: 13/04/2026

      This report sets out our review findings of how firms in the asset management sector selected and used risk modelling and other portfolio management tools.

9136. Final Notice 2019: Rodney Brown [pdf]

      Final notices

      Published: 10/01/2020

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9137. Final Notice 2019: Shaun Rowe [pdf]

      Final notices

      Published: 09/01/2020

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9138. CP20/1: Introducing a Single Easy Access Rate for cash savings [pdf]

      Consultation papers

      Published: 09/01/2020

      Last modified: 07/02/2020

      We are consulting on proposals to improve competition in this market and to make it simpler and easier for consumers to understand the savings market and get a good deal, as well as to protect those consumers that currently receive the lowest

9139. Final Notice 2019: Connect Business Ltd [pdf]

      Final notices

      Published: 09/01/2020

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9140. FCA performance scorecard - comparison metrics for personal current accounts 2020

      Data

      Published: 09/01/2020

      Last modified: 15/01/2021

      This performance scorecard for 2020 highlights some of the information available on personal current accounts, and can help customers choose their provider.