Publications
Search results
Showing 9131 to 9140 of 18821 search results.
-
Digital Regulatory Reporting: Phase 2 Viability Assessment [pdf]
This Viability Assessment reflects the work undertaken in this second phase of the Digital Regulatory Reporting (DRR) pilot, but also draws on the learnings and insights from Phase 1. The focus of Phase 2 of the DRR pilot was partly to gather -
Information on Appointed Representative and Survey response - January 2020
FCA provides information on Appointed representatives and the amount who responded to survey on behalf of firms. -
Statistics of Investigations into individuals holding Control & Senior Management functions - January 2020
FCA Provides statistics on Investigations into Control and Senior Management Functions. FCA also provides information on policy work around Cannabis products. -
Regulatory fees and levies 2026/27 - Fee block CMC01 and I024 [pdf]
Fee tariff data: Regulatory fees and levies 2024/2025 - Fee-blocks CMC01 and I024 -
Fee tariff data: Periodic fees 2024/2025 - Fee block D002 Professional Body Supervisors [pdf]
Periodic fees 2024/2025 - Fee-block D002 Professional Body Supervisors -
Overdrafts video 3 transcript [pdf]
Transcript for the overdrafts consumer 3 video. -
Transcript - overdrafts consumer video 4 [pdf]
Transcript for the overdrafts consumer video 4. -
Statistics provided on the Senior managers' Regime - January 2020
FCA Provides Statistics of Individuals under the scope of Senior Managers and Certification Regime. -
Information on open FCA enforcement cases - January 2020
FCA provides Information on Open cases and active investigations into Firms and Individuals. -
Dear CEO letter: Non-financial misconduct in wholesale general insurance firms [pdf]
We explain our view of non-financial misconduct in wholesale general insurance firms.