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  1. Overdrafts video 3 transcript [pdf]

    Transcripts

    Published: 03/01/2020

    Transcript for the overdrafts consumer 3 video.

  2. Transcript - overdrafts consumer video 4 [pdf]

    Transcripts

    Published: 03/01/2020

    Transcript for the overdrafts consumer video 4.

  3. Statistics provided on the Senior managers' Regime - January 2020

    FOI releases

    Published: 03/01/2020

    Last modified: 25/10/2022

    FCA Provides Statistics of Individuals under the scope of Senior Managers and Certification Regime.

  4. Information on open FCA enforcement cases - January 2020

    FOI releases

    Published: 03/01/2020

    Last modified: 25/10/2022

    FCA provides Information on Open cases and active investigations into Firms and Individuals.

  5. Dear CEO letter: Non-financial misconduct in wholesale general insurance firms [pdf]

    Dear CEO letters

    Published: 03/01/2020

    We explain our view of non-financial misconduct in wholesale general insurance firms.

  6. Firm level complaints data 2019 H1 [xlsx]

    Data

    Published: 30/12/2019

    Last modified: 30/12/2019

    Firm level complaints data 2019 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

  7. key-performance-indicators-september-2019.pdf [pdf]

    Corporate documents

    Published: 27/12/2019

    FCA key performance indicators - September 2019.

  8. FCA Board Minutes: 20 and 21 November 2019 [pdf]

    Meeting minutes

    Published: 23/12/2019

    Minutes from the FCA Board meeting on 20 and 21 November 2019.

  9. Final Notice 2019: Kevin Gorman [pdf]

    Final notices

    Published: 20/12/2019

    This Final Notice refers to breaches of Article 19(1) of MAR related to failing to notify trading in shares to their issuer and the FCA as a PDMR in the issuer sector. We imposed a financial penalty.

  10. Overdrafts 2 video transcript [pdf]

    Transcripts

    Published: 18/12/2019

    Transcript for overdrafts 2 video.
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