Publications
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PS19/30 Independent Governance Committees: extension of remit
This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas. -
Cohesion and Interoperability Advisory Group on Open Finance Advice Note [pdf]
Notes from the Cohesion and Interoperability Advisory Group on Open Finance. -
Handbook Notice 72 [pdf]
This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 October 2019 and 21 November 2019. Additionally, this Notice -
PS19/29: Making transfers simpler - feedback to CP19/12 and final rules [pdf]
This Policy Statement (PS) summarises the feedback the FCA received on CP19/12 and sets out our final policy position, taking into account the feedback received. -
Final Notice 2019: Alonso Lopez [pdf]
This final notice (Alonso Lopez) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
TechSprint review 2016 video transcript [pdf]
Transcript for video review of our TechSprints in April and November 2016 -
Variation of Permission Application form: Trustees or Depositaries of Alternative Investment Funds [doc]
This form is only for firms wanting to change the scope of their permission. -
Commentary on Mortgage lending statistics - December 2019
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2019 Q3. -
Santander UK plc: Senior Management Attestation [pdf]
Senior Management Attestation -
Supplement for firms selling home finance [doc]
Supplement for firms selling home finance