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  1. Transcript: Inside FCA Podcast payments panel discussion [pdf]

    Transcripts

    Published: 18/12/2019

    Read the transcript for the Inside FCA Podcast on the payments sector featuring a panel of experts

  2. The FCA’s response to the Complaints Commissioner’s Report FCA00643 [pdf]

    Corporate documents

    Published: 18/12/2019

    The FCA’s response to the Complaints Commissioner’s Report FCA00643

  3. Call for Input: Open finance [pdf]

    Calls for input

    Published: 17/12/2019

    We are publishing a Call for Input to explore the opportunities and risks arising from open finance. We want to understand what is needed to ensure open finance develops in the best interests of consumers, and what role we should play.

  4. Financial information on guarantors in debt prospectuses and requests for omission – Primary Market/TN/634.2 [pdf]

    Primary market

    Published: 17/12/2019

    The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA.

  5. Public offers – Primary Market/TN/601.2 [pdf]

    Primary market

    Published: 17/12/2019

    The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA.

  6. Disclosure of ‘lock-up’ agreements – Primary Market/TN/522.3 [pdf]

    Primary market

    Published: 17/12/2019

    The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA.

  7. Open-ended investment companies – Primary Market/TN/423.2 [pdf]

    Primary market

    Published: 17/12/2019

    The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA.

  8. Circulation and publication of unapproved documents – Primary Market/TN/205.2 [pdf]

    Primary market

    Published: 17/12/2019

    The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA.

  9. Eligibility process – Primary Market/PN/901.4 [pdf]

    Primary market

    Published: 17/12/2019

    The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA.

  10. PS19/30: Independent Governance Committees: extension of remit [pdf]

    Policy statements

    Published: 17/12/2019

    This policy statement includes the final rules to extend the remit of the Independent Governance Committees.
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