Publications

Showing 9171 to 9180 of 18820 search results.

9171. Supplement for home finance providers [doc]

      Forms

      Published: 09/12/2019

      Last modified: 06/11/2023

      Application for Authorisation

9172. MiFID Checklist: Retail [docx]

      Forms

      Published: 09/12/2019

      Last modified: 13/12/2021

      Application for authorisation

9173. Information on Enforcement action against businesses accepting illegal deposits - January 2020

      FOI releases

      Published: 07/12/2019

      Last modified: 25/10/2022

      FCA provides information on enforcement action carried out against businesses accepting Illegal deposits.

9174. Final Notice 2019: Wesley Mckeever [pdf]

      Final notices

      Published: 06/12/2019

      This final notice (Wesley Mckeever) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9175. CP19/33: Quarterly Consultation No 26 [pdf]

      Consultation papers

      Published: 06/12/2019

      The Financial Conduct Authority invites comments on this Consultation Paper. Comments should reach us by 6 January 2020 for chapters 3, 7 and 8, and 6 February 2020 for chapters 2, 4, 5 and 6.

9176. Final Notice 2019: Prestige Vans Ltd [pdf]

      Final notices

      Published: 06/12/2019

      This final notice (Prestige Vans Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9177. CP19/33: Quarterly Consultation Paper No 26

      Consultation papers

      Published: 06/12/2019

      Last modified: 17/04/2020

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook

9178. CP19/32: Building operational resilience: impact tolerances for important business services and feedback to DP18/4 [pdf]

      Consultation papers

      Published: 05/12/2019

      We are proposing changes to how firms approach their operational resilience.

9179. FCA Board minutes: 23 and 24 October 2019 [pdf]

      Meeting minutes

      Published: 05/12/2019

      Minutes from the FCA Board meeting on 23 and 24 October 2019.

9180. New data collection platform engagement video transcript [pdf]

      Transcripts

      Published: 05/12/2019

      We met firms to discuss feedback on Gabriel and improvements to new data collection platform