Publications
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PS24/14: Improving transparency for bond and derivatives markets [pdf]
The FCA sets out changes to the UK bond and derivative transparency regime, including a Discussion Paper on the future of systematic internalisers. -
CP24/21: Investment research payment optionality for fund managers [pdf]
We are consulting on applying investment research payment optionality to funds in line with those applying to segregated asset. -
Notice of Decision 2024: C & M Bathrooms Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: R&T Music Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: David Smith t/a Bristol Minis [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
PS24/14: Improving transparency for bond and derivatives markets
We are consulting on proposed changes to the bond and derivative transparency regime in the UK. -
FCA AI Sprint [pdf]
Find out more about our AI Sprint to help inform our regulatory approach to the use of AI in financial services. -
DP24/1: Regulation of commercial and bespoke insurance business - reopened questions [pdf]
We are seeking further feedback on DP24/1 to gather more information about the impact of our options. -
Notice of Decision 2024: Nottingham Prestige Ltd [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: GW Auto Solutions Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.