Publications
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Notice of Decision 2024: C & M Bathrooms Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: R&T Music Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: David Smith t/a Bristol Minis [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
PS24/14: Improving transparency for bond and derivatives markets
We are consulting on proposed changes to the bond and derivative transparency regime in the UK. -
FCA AI Sprint [pdf]
Find out more about our AI Sprint to help inform our regulatory approach to the use of AI in financial services. -
DP24/1: Regulation of commercial and bespoke insurance business - reopened questions [pdf]
We are seeking further feedback on DP24/1 to gather more information about the impact of our options. -
Notice of Decision 2024: Nottingham Prestige Ltd [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: GW Auto Solutions Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Portfolio letter: SIPP Operators [pdf]
The FCA sets out its expectations for Self Invested Personal Pension (SIPP) Operators -
Final Notice 2024: Rashid Akhtar United Commercial Trading [pdf]
This Final Notice refers to an application to annul the Authority’s decision to cancel a firm’s Part 4A permission. We refused the application.