Publications
Search results
Showing 4271 to 4280 of 18809 search results.
-
Notice of Decision 2024: Landscape Printing Systems Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FG24/1: Finalised guidance on financial promotions on social media
We clarify our expectations on how financial promotions are communicated on social media. We also summarise and respond to feedback to GC23/2. -
Notice of Decision 2024: Gerald A Pacitti [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We impose a cancellation. -
Notice of Decision 2024: Solargrade Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Hasan Fazal [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
IFPR newsletter June 2022 [pdf]
The Investment Firms Prudential Regime (IFPR) newsletter provides updates on the IFPR, IFPR resources and on any upcoming regulatory deadlines. -
IFPR newsletter March 2023 [pdf]
The Investment Firms Prudential Regime (IFPR) newsletter provides updates on the IFPR, IFPR resources and on any upcoming regulatory deadlines. -
IFPR newsletter April 2022 [pdf]
The Investment Firms Prudential Regime (IFPR) newsletter provides updates on the IFPR, IFPR resources and on any upcoming regulatory deadlines. -
IFPR newsletter November 2023 [pdf]
The Investment Firms Prudential Regime (IFPR) newsletter provides updates on the IFPR, IFPR resources and on any upcoming regulatory deadlines. -
Notice of Decision 2024: ERS Office Supplies Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.