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IFPR newsletter November 2023 [pdf]
The Investment Firms Prudential Regime (IFPR) newsletter provides updates on the IFPR, IFPR resources and on any upcoming regulatory deadlines. -
Notice of Decision 2024: ERS Office Supplies Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation. -
Notice of Decision 2024: First Call Heating Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Cavendish Property Investments Ltd [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Laurence Bishop [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
FCA Statement of Policy on Panel Appointments [pdf]
This statement of policy outlines the intended approach for appointing members to the FCA’s statutory panels in accordance with section 1RA of the Financial Services and Markets Act 2000. -
Notice of Decision 2024: Sovereign Home Improvements Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on MiFIR transaction data - March 2024
FCA provides information on MiFIR transaction data. -
Final Notice 2024: Fast Remit Limited [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation. -
Information on Blackmore - March 2024
FCA provides information on Blackmore.