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Increasing comprehension of investment pathways for retirement [pdf]
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Handbook Notice 62 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 13 December 2018, and 2 and 24 January 2019. Additionally, this -
First Supervisory Notice 2019: Coutts Automobiles Limited [pdf]
This first supervisory notice refers to a failure to satisfy the suitability threshold condition (COND) and breaches of PRIN. We varied the firm’s permission. -
Final Notice 2018: Nationwide Debt Consultants Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions 2C (effective supervision), 2D (appropriate resources), and 2E (suitability) in the Consumer Credit: Debt Management sector. We imposed a refusal of the applicant’s Part 4A -
Underlying data - Consumer credit - high-cost short-term credit (HCSTC) market - January 2019 [xlsx]
This data is on the high-cost short-term credit market based on regulatory reporting data submitted to us by consumer credit firms. -
Consumer credit — high-cost short-term credit lending data
This page highlights insightful findings about the high-cost short-term credit market, drawing on both the new regulatory return data submitted to the FCA by consumer credit firms and the FCA's Financial Lives Survey 2017. -
CP19/4: Optimising the Senior Managers & Certification Regime and feedback to DP16/4 – Overall responsibility and the legal function [pdf]
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CP19/3: Guidance on Cryptoassets [pdf]
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PS19/22: Guidance on Cryptoassets
The FCA has carried out work on cryptoassets, both as part of a broader UK Cryptoasset Taskforce and independently to achieve our objectives. This policy statement is the next step in the FCA’s work on cryptoassets and sets out details on where -
Final Notice 2019: Ellis of Castleford [pdf]
This final notice (Ellis of Castleford) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.