Publications

Showing 10201 to 10210 of 18820 search results.

10201. FSCS class 5 category 1 CLDM-1 - Guidance [pdf]

       Fees information

       Published: 09/01/2019

       Last modified: 08/01/2024

       FSCS class 5 category 1 CLDM-1 - Guidance

10202. Final Notice 2019: One Stop Financial Services Limited [pdf]

       Final notices

       Published: 09/01/2019

       This final notice (One Stop Financial Services Limited) refers to a failure to satisfy threshold conditions (COND), be open and co-operative with the Authority (PRIN 11), provide appropriate resources, be fit and proper, be ready willing and

10203. Disclosing convictions in the senior personnel form [pdf]

       Forms

       Published: 09/01/2019

       Last modified: 10/06/2020

       This factsheet provides help with Questions 5.1 to 5.2 in the form for notification of senior personnel that effectively direct the business of an internally managed firm.

10204. Dear CEO: Clarity in Promotions about Regulated and Unregulated Business: the FCA's Expectations [pdf]

       Dear CEO letters

       Published: 09/01/2019

       On Tuesday 8 January 2019 we placed on our website a letter addressed to the CEOs of all our regulated

10205. Track changes: Payment Services and Electronic Money – Our Approach - December 2018 [pdf]

       Finalised guidance

       Published: 09/01/2019

       Track changes: Payment Services and Electronic Money – Our Approach - December 2018

10206. CP19/2: Brexit and contractual continuity

       Consultation papers

       Published: 08/01/2019

       Last modified: 06/10/2020

       The financial services contracts regime (FSCR) allows EEA firms to run off their regulated business in the UK, if the UK leaves the EU without an implementation period.

10207. CP19/1: Recovering the costs of regulating securitisation repositories after the UK leaves the European Union

       Consultation papers

       Published: 08/01/2019

       Last modified: 29/03/2019

       This paper sets out the fees structure we intend to establish for securitisation repositories (SRs) when responsibility for their regulation passes to us from ESMA (European Securities and Markets Authority) after the UK leaves the EU (European Union

10208. DRSPs deemed authorisation notification form [docx]

       Forms

       Published: 07/01/2019

10209. Final Notice 2019: Royaume FEX Limited [pdf]

       Final notices

       Published: 07/01/2019

       This final notice (Royaume FEX Limited) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.

10210. Final Notice 2019: Liberator Cars Limited [pdf]

       Final notices

       Published: 07/01/2019

       This final notice (Liberator Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.