Publications

Showing 5131 to 5140 of 18816 search results.

5131. Investment pathways: Post-implementation review

      Multi-firm reviews

      Published: 11/07/2023

      Last modified: 11/07/2023

      Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes.

5132. Notice of Decision 2023: Puro Financing Limited [pdf]

      Decision notices

      Published: 10/07/2023

      Conduct: Failing to carry on regulated activities Breaches: N/A Subject: Firm Outcome: Cancellation Section: Consumer Credit

5133. FSCS Levy Calculation Notes 2023/24 Final Rates [pdf]

      Fees information

      Published: 10/07/2023

      Financial Services Compensation Scheme Levy Calculation Notes 2023/24.

5134. Information on aggregate funds held in safeguarded accounts - July 2023

      FOI releases

      Published: 10/07/2023

      Last modified: 01/01/2025

      FCA provides information on aggregate funds held in safeguarded accounts.

5135. Notice of Decision 2023: Tradesneeds [pdf]

      Decision notices

      Published: 07/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5136. Final Notice 2023: West Buy Limited [pdf]

      Final notices

      Published: 07/07/2023

      This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

5137. Notice of Decision 2023: Gateway Financial Solutions Limited [pdf]

      Decision notices

      Published: 07/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5138. Notice of Decision 2023: Station Road Cars Limited [pdf]

      Decision notices

      Published: 07/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5139. FCA’s response to the Complaints Commissioner’s Report – FCA ref: 208760224 [pdf]

      Corporate documents

      Published: 06/07/2023

      We have considered the Final Report of the Complaints Commissioner on complaint 202201753.

5140. FCA Board Minutes: 25 May 2023 [pdf]

      Meeting minutes

      Published: 06/07/2023

      Minutes of the FCA Board meeting held on 25 May 2023.