Publications

Showing 5131 to 5140 of 18806 search results.

5131. PS23/11: Guidance on the trading venue perimeter

      Policy statements

      Published: 05/07/2023

      Last modified: 05/07/2023

      Consultation on new guidance on the regulatory perimeter for trading venues

5132. CP23/15: The framework for a UK consolidated tape

      Consultation papers

      Published: 05/07/2023

      Last modified: 20/12/2023

      We’re consulting on our proposed framework for establishing a consolidated tape (CT) in the UK.

5133. Final Notice 2023: Mr Paul Steel [pdf]

      Final notices

      Published: 04/07/2023

      This Final Notice refers to breaches of APER 1, 2 and 4, and COCON 1 and 3 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a prohibition.

5134. PS23/10: FCA regulated fees and levies 2023/24: with feedback on CP23/7 and ‘made rules [pdf]

      Policy statements

      Published: 04/07/2023

      We publish our final 2023/24 regulated fees and levies including feedback on CP23/7.

5135. Notice of Decision 2023: Daniel Hobbs Automotive Limited [pdf]

      Decision notices

      Published: 04/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5136. Information on FCA thematic - July 2023

      FOI releases

      Published: 04/07/2023

      Last modified: 01/01/2025

      FCA provides information on FCA thematic.

5137. Cryptoasset firms marketing to UK consumers must get ready for the financial promotions regime by 8 October 2023 [pdf]

      Correspondence

      Published: 04/07/2023

      We write to inform firms that the UK Government has now legislated to bring qualifying cryptoassets within scope of the financial promotion regime.

5138. Information on consumer duty readiness - July 2023

      FOI releases

      Published: 04/07/2023

      Last modified: 01/01/2025

      FCA provides information on consumer duty readiness.

5139. Notice of Decision 2023: Scott Caseby [pdf]

      Decision notices

      Published: 03/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities

5140. PS23/9: Finalised insurance guidance on supporting customers in financial difficulty [pdf]

      Policy statements

      Published: 03/07/2023

      This Policy Statement summarises feedback received in CP23/1 on insurance guidance for supporting customers in financial difficulty.