Publications

Showing 5461 to 5470 of 18816 search results.

5461. Information on reports (REP008) of breaches of the Conduct Rules since SM&CR - February 2023

      FOI releases

      Published: 24/02/2023

      Last modified: 01/01/2025

      FCA provides information on reports (REP008) of breaches of the - February 2023

5462. PS23/2: Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR

      Policy statements

      Published: 24/02/2023

      Last modified: 28/02/2023

      We have launched a joint consultation with the Bank of England on changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR.

5463. Information on statutory notices - February 2023

      FOI releases

      Published: 22/02/2023

      Last modified: 01/01/2025

      FCA provides information on statutory notices - February 2023.

5464. First Supervisory Notice 2023: Abbey Lane Financial Associates Limited [pdf]

      Supervisory notices

      Published: 22/02/2023

      For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Abbey Lane Financial

5465. First Supervisory Notice 2023: Estate Capital Financial Management Limited [pdf]

      Supervisory notices

      Published: 22/02/2023

      For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Estate Capital Financial

5466. Implementing the Consumer Duty for Debt Purchasing, Debt Collecting and Debt Administration Services (DPCA) portfolio [pdf]

      Portfolio letters

      Published: 21/02/2023

      Consumer Duty and portfolio letter for Debt Purchasing, Debt Collecting and Debt Administration Services.

5467. Implementing the Consumer Duty for the Debt Advice portfolio [pdf]

      Portfolio letters

      Published: 21/02/2023

      Consumer Duty letter for the Debt Advice portfolio

5468. Implementing the Consumer Duty in payments firms [pdf]

      Portfolio letters

      Published: 21/02/2023

      Consumer duty letter for Payments Services and E-Money firms

5469. Societies prosecuted in 2022 [pdf]

      Data

      Published: 20/02/2023

      Societies prosecuted in 2022 under the Co-operative and Community Benefit Societies Act 2014

5470. DP23/2: Updating and improving the UK regime for asset management [pdf]

      Discussion papers

      Published: 20/02/2023

      This discussion paper sets out some ideas about how the FCA might modernise the asset management regime to improve outcomes for UK markets and consumers.