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FCA letter to Unite the Union, February 2023 [pdf]
FCA response to Unite the Union's letter of 1 February 2023. -
DP23/1: Finance for positive sustainable change: governance, incentives and competence in regulated firms [pdf]
The aim of this Discussion Paper is to encourage an industry‑wide dialogue on firms’ sustainability‑related governance, incentives, and competencies. -
DP23/1: Finance for positive sustainable change
We are asking for views on sustainability-related governance, incentives and competence in regulated firms. -
Information on FCA regulatory decisions committee - February 2023
FCA provides information on FCA Regulatory Decisions Committee - February 2023. -
First Supervisory Notice 2023: Campbell & Associates Independent Financial Advice Limited [pdf]
For the reasons given and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements on Campbell & Associates Independent Financial Advice Limited. -
FS23/1: Synthetic Data Call for Input Feedback Statement [pdf]
FS23/1 follows our call for input where we asked for feedback on the broader challenges in accessing high quality data for innovation in financial services. -
Information on investment funds that breached 10% threshold- February 2023
FCA provides information on investment funds that breached 10% threshold- February 2023. -
Protocol for the relationship between the Office of the Complaints Commissioner and the FCA [pdf]
An update to an existing Protocol with the Commissioner. -
Hospitality and gifts log, October– December 2022 [pdf]
Hospitality and gifts received by the FCA’s Chair, Executive Members of the FCA Board, Executive Committee Members and Non-Executive Directors. -
Hospitality and gifts log, July – September 2022 [pdf]
Hospitality and gifts received by the FCA’s Chair, Executive Members of the FCA Board, Executive Committee Members and Non-Executive Directors.