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Showing 5481 to 5490 of 18806 search results.

  1. Richard Lloyd, diary engagements, October – December 2022 [pdf]

    FOI releases

    Published: 07/02/2023

    External meetings (excludes meetings with regulated firms).

  2. Sheldon Mills, diary engagements, October – December 2022 [pdf]

    FOI releases

    Published: 07/02/2023

    External meetings (excludes meetings with regulated firms).

  3. Emily Shepperd, diary engagements, October – December 2022 [pdf]

    FOI releases

    Published: 07/02/2023

    External meetings (excludes meetings with regulated firms).

  4. Jeannette Lichner, diary engagements, October – December 2022 [pdf]

    FOI releases

    Published: 07/02/2023

    External meetings (excludes meetings with regulated firms).

  5. Stephen Bravinner Roman, diary engagements, October – December 2022 [pdf]

    FOI releases

    Published: 07/02/2023

    External meetings (excludes meetings with regulated firms).

  6. Inside FCA podcast transcript Sean Cafferky Consumer Duty interview [pdf]

    Published: 07/02/2023

    Inside FCA Podcast transcript on the CD consumer support outcome

  7. Financial promotions data 2022

    Firm and market data

    Published: 03/02/2023

    Last modified: 03/02/2023

    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

  8. Decision Notice 2022: Saranac Partners Limited [pdf]

    Decision notices

    Published: 03/02/2023

    Last modified: 03/02/2023

    The Decision Notice refers to Thomas Kalaris failing to be open and co-operative by giving untrue and misleading evidence to the Authority in relation to two different investigations. The Authority is not satisfied as to his honesty and integrity.

  9. Implementing the Consumer Duty in Asset Management, Custody & Fund Services and Alternatives portfolios [pdf]

    Portfolio letters

    Published: 03/02/2023

    Consumer Duty Letter – Asset Management, Custody & Fund Services and Alternatives

  10. Portfolio letter: Our Asset Management Supervision Strategy [pdf]

    Portfolio letters

    Published: 03/02/2023

    This letter outlines the harms to consumers or markets that we think are most likely to arise from asset managers' business models.
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